On the Cover of Forbes Magazine, October, 2, 2006
Testimony and Press
Selected Testimony:
- U.S. Senate Ag. Testimony on "Commodity Derivatives Trading Oversight"
- House of Representatives, Commerce Committee, Subcommittee on Energy and Power, "Price Fluctuations in Oil Markets"
- House of Representatives, Committee on Government Reform, Subcommittee on Regulatory Affairs, "A Balancing Act: Cost, Compliance, and Competitiveness after Sarbanes Oxley"
- SEC Advisory Committee on Smaller Companies
- Joint FERC/CFTC Hearing, "Credit Issues in the Energy Market
Selected Writings:
- SEFs Are the Weak Link in OTC Regulation, October 25, 2013, FT.com Trading Room
- U.S. Default: Cataclysm or Blip?, October 16, 2013, TabbForum.com
- CFTC Shows Anticompetitive Behavior with Swap Margin Rules, March 25, 2013, TabbForum.com
- DTCC vs. CME: A Battle between Competition and Regulation, February 21, 2013, TabbForum.com
- CME v. CFTC - A Regulator's Conundrum, November 18, 2012, MarketsReformWiki
- Restoring Trust in the Futures Market, August 21, 2012, New York Times
- There's Still Work to Be Done to Rebuild Trust in the Futures Market, November 15, 2012, Tabb Forum
- When Swaps become Futures, October 12, 2012, Wolkoff Blog
- Expanding the Role of SIPC, August 29, 2012, MarketsReformWiki
- FT - Washington Must Focus on Clearing
- WSJ - Sarbanes Oxley Is a Curse for Small Companies
- FT - America's Regulations Are Scaring the Sox off Small Companies
- FT - It's Time for True Competition in the Futures Markets
Recent Press:
- Crain's - VIX Woes Open up Opportunities for CBOE Rivals, May 18, 2018
- Wall Street Journal - Head of World's Largest Exchange Embarks on Bitcoin Gambit, November 3, 2017
- Wall Street journal - Silicon Valley Vs. Wall Street: Can the New Long-Term Stock Exchange Disrupt Capitalism?,
October 16, 2017 - Wall Street Journal - CME Reaps the Benefits of Its Interest-Rates Empire, May 22, 2017
- Wall Street Journal - NYSE Deal for National Stock Exchange May Fuel New Trading Approaches, December 14, 2016
- Wall Street Journal - CBOE Looks beyond Options, September 25, 2016
- Markets Media - Missed Opportunities to Raise Capital through "Crowdfunding," July 20, 2016
- Wall Street Journal - The Real Reason ICE Covets the London Stock Exchange, March 1, 2016
- Financial Times - CME Group: Political Clout Counts, November 18, 2015
- FT.COM Trading Room - Exchanges Urged to Do More to Oust Tricksters, May 4, 2015
- Risk.net - Study casts doubt on mandatory futures insurance, November 20, 2013
- Newsweek.com - 'A' For Effort, But Washington Fails to Kill the U.S. Economy, November 12, 2013
- FT.COM Trading Room - SEFs Are the Weak Link in OTC Regulation, October 25, 2013
- FOW - CFTC Offers Little Relief to SEFs, October 7, 2013
- Wall Street Journal - A New Challenge for Greifeld, August 22, 2013
- Bloomberg - Goldman Sachs Said to Send Stock Option Orders by Mistake, August 20, 2013
- Reuters - CBOE bars regulatory staff from receiving stock-based pay, August 8, 2013
- Bloomberg - SEC Puts Exchanges in Sights Charging Regulatory Lapses at CBOE, June 12, 2013
- Crains Chicago Business - Futures Regulators Challenged by Changing Industry, April 22, 2013
- Futures and Options World (FOW) - The SDR Battle is about Competition not Customer Choice, January 28, 2013
- Wall Street Journal - Now Up to BATS: Damage Control, January 10, 2013
- Bloomberg - Exchange Regulation Needs Review, December 28, 2012
- Wall Street Journal - NYSE to Sell Itself in $8.2 Billion Deal, December 20, 2012
- Equities.com - JOBS Act Interview: Neal Wolkoff on Effects to the Public Markets
- Bloomberg TV - Interviewed by Alix Steel on the case that overturned the CFTC's Position Limit Rule Proposals
- FOW - Limited Options for the CFTC, October 10, 2012
- Risk Magazine - OTC Market Faces Break-Up Blues, September 6, 2012
- Bloomberg's Businessweek - Knight’s $440 Million Loss Spurs Questions on Trade Cancel - August 22, 2012
- Bloomberg's Businessweek - Exchange Immunity May Limit Losses from Facebook Claims, June 13, 2012
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