Areas of Professional Service:

Derivatives and Securities Exchange Operations and Market Structure
External Investigations
Service on Boards of Directors
New Product Development
Market Regulation and Compliance Functions
Training

Relevant Consulting Experience:

Co-authored independent review of participant default for PJM Interconnection, LLC
Pre-launch review of a new exchange
Special Projects for a foreign exchange on regulatory policy and a business opportunity
Training seminars for Chinese financial services executives and regulators both in the U.S. and Shanghai on OTC markets, Dodd Frank, and Clearing
Dodd Frank compliance for a trading company
Assisted a Metals Trading Company to successfully become a licensed Comex Depository

RECENT:

Principal of Health Care Financial Exchange Inc. (HCFEx.com) which brings competitive and transparent market solutions to healthcare market problems
Co-authored investigative report for PJM Interconnection, LLC

Crain's - VIX Woes open up Opportunities for Cboe Rivals, May 18, 2018
Wall Street Journal - Silicon Valley Vs. Wall Street: Can the New Long-Term Stock Exchange Disrupt Capitalism?, October 16, 2017

Derivatives and Securities Market Consulting from the former C-Level Executive of three derivatives and securities exchanges: Chairman and Chief Executive Officer of the American Stock Exchange (Amex) until leading and closing its merger with the NYSE; Executive Vice President and Chief Operating Officer of the New York Mercantile Exchange (NYMEX); and Chief Executive Officer of ELX Futures, LP. Started career as an Attorney with the CFTC.

nwolkoff@wolkoffconsulting.com
+1 (201) 274-4264

China Seminars

Have been asked to give seminars to financial executives in Shanghai and Zhengzhou on the history and regulation of U.S. futures and OTC derivatives markets.

RECENT MEDIA